Toll-Free: 1-866-625-4611

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Fiduciary Risk Management

At FiduciaryFirst, we're committed to mitigating the many forms of risk facing your organization every day.

Fiduciary risk and regulatory risk can threaten your balance sheet, your retirement plan, and the future of your business. The installation of Prudent Fiduciary ProcessSM (PFP) serves to pave the way for plan success while also mitigating fiduciary liability.

  • Most employers don’t realize that their service providers are not fiduciaries (this includes recordkeepers, brokers, and any "401(k) in a box", Reg 457(b), 403(b), 401(a) vendors).
  • Some service providers cannot -- and will not -- provide the internal processes necessary to demonstrate fiduciary responsibility.
  • Appropriate risk defenses may not be available to an employer that relies on an internally manufactured or incomplete and inconsistent process.

Call us today at 1-866-625-4611 to learn how FiduciaryFirst’s Prudent Fiduciary ProcessSM can help your organization mitigate risk and help ensure your future.

Contact Details

1060 Maitland Center Commons

Suite 360

Maitland, FL 32751

Phone: 866-625-4611

Fax: 407-740-6113

Email: info@fiduciaryfirst.com 

Disclaimer

Retirement Plan Consulting Program and other advisory services offered through LPL Financial, a registered investment advisor.

This information was developed as a general guide to educate plan sponsors, but is not intended as authoritative guidance or tax or legal advice.  Each plan has unique requirements, and you should consult your attorney or tax advisor for guidance on your specific situation.  In no way does advisor assure that, by using the information provided, plan sponsor will be in compliance with ERISA regulations.

 

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